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 surgical phase recognition


Analysis of Transferability Estimation Metrics for Surgical Phase Recognition

Singh, Prabhant, Li, Yiping, Khalil, Yasmina Al

arXiv.org Artificial Intelligence

Fine-tuning pre-trained models has become a cornerstone of modern machine learning, allowing practitioners to achieve high performance with limited labeled data. In surgical video analysis, where expert annotations are especially time-consuming and costly, identifying the most suitable pre-trained model for a downstream task is both critical and challenging. Source-independent transferability estimation (SITE) offers a solution by predicting how well a model will fine-tune on target data using only its embeddings or outputs, without requiring full retraining. In this work, we formalize SITE for surgical phase recognition and provide the first comprehensive benchmark of three representative metrics, LogME, H-Score, and TransRate, on two diverse datasets (RAMIE and AutoLaparo). Our results show that LogME, particularly when aggregated by the minimum per-subset score, aligns most closely with fine-tuning accuracy; H-Score yields only weak predictive power; and TransRate often inverses true model rankings. Ablation studies show that when candidate models have similar performances, transferability estimates lose discriminative power, emphasizing the importance of maintaining model diversity or using additional validation. We conclude with practical guidelines for model selection and outline future directions toward domain-specific metrics, theoretical foundations, and interactive benchmarking tools.


Geo-RepNet: Geometry-Aware Representation Learning for Surgical Phase Recognition in Endoscopic Submucosal Dissection

Tang, Rui, Yin, Haochen, Wang, Guankun, Bai, Long, Wang, An, Gao, Huxin, Wang, Jiazheng, Ren, Hongliang

arXiv.org Artificial Intelligence

Surgical phase recognition plays a critical role in developing intelligent assistance systems for minimally invasive procedures such as Endoscopic Submucosal Dissection (ESD). However, the high visual similarity across different phases and the lack of structural cues in RGB images pose significant challenges. Depth information offers valuable geometric cues that can complement appearance features by providing insights into spatial relationships and anatomical structures. In this paper, we pioneer the use of depth information for surgical phase recognition and propose Geo-RepNet, a geometry-aware convolutional framework that integrates RGB image and depth information to enhance recognition performance in complex surgical scenes. Built upon a re-parameterizable RepVGG backbone, Geo-RepNet incorporates the Depth-Guided Geometric Prior Generation (DGPG) module that extracts geometry priors from raw depth maps, and the Geometry-Enhanced Multi-scale Attention (GEMA) to inject spatial guidance through geometry-aware cross-attention and efficient multi-scale aggregation. To evaluate the effectiveness of our approach, we construct a nine-phase ESD dataset with dense frame-level annotations from real-world ESD videos. Extensive experiments on the proposed dataset demonstrate that Geo-RepNet achieves state-of-the-art performance while maintaining robustness and high computational efficiency under complex and low-texture surgical environments.


Holistic Surgical Phase Recognition with Hierarchical Input Dependent State Space Models

Wu, Haoyang, Wang, Tsun-Hsuan, Lechner, Mathias, Hasani, Ramin, Eckhoff, Jennifer A., Pak, Paul, Meireles, Ozanan R., Rosman, Guy, Ban, Yutong, Rus, Daniela

arXiv.org Artificial Intelligence

-- Surgical workflow analysis is essential in robot-assisted surgeries, yet the long duration of such procedures poses significant challenges for comprehensive video analysis. Recent approaches have predominantly relied on transformer models; however, their quadratic attention mechanism restricts efficient processing of lengthy surgical videos. In this paper, we propose a novel hierarchical input-dependent state space model that leverages the linear scaling property of state space models to enable decision making on full-length videos while capturing both local and global dynamics. Our framework incorporates a temporally consistent visual feature extractor, which appends a state space model head to a visual feature extractor to propagate temporal information. The proposed model consists of two key modules: a local-aggregation state space model block that effectively captures intricate local dynamics, and a global-relation state space model block that models temporal dependencies across the entire video. The model is trained using a hybrid discrete-continuous supervision strategy, where both signals of discrete phase labels and continuous phase progresses are propagated through the network. Experiments have shown that our method outperforms the current state-of-the-art methods by a large margin (+2.8% on Cholec80, +4.3% on MICCAI2016, and +12.9% on Heichole datasets). Code will be publically available after paper acceptance.


Federated EndoViT: Pretraining Vision Transformers via Federated Learning on Endoscopic Image Collections

Kirchner, Max, Jenke, Alexander C., Bodenstedt, Sebastian, Kolbinger, Fiona R., Saldanha, Oliver L., Kather, Jakob N., Wagner, Martin, Speidel, Stefanie

arXiv.org Artificial Intelligence

Purpose: In this study, we investigate the training of foundation models using federated learning to address data-sharing limitations and enable collaborative model training without data transfer for minimally invasive surgery. Methods: Inspired by the EndoViT study, we adapt the Masked Autoencoder for federated learning, enhancing it with adaptive Sharpness-Aware Minimization (FedSAM) and Stochastic Weight Averaging (SWA). Our model is pretrained on the Endo700k dataset collection and later fine-tuned and evaluated for tasks such as Semantic Segmentation, Action Triplet Recognition, and Surgical Phase Recognition. Results: Our findings demonstrate that integrating adaptive FedSAM into the federated MAE approach improves pretraining, leading to a reduction in reconstruction loss per patch. The application of FL-EndoViT in surgical downstream tasks results in performance comparable to CEN-EndoViT. Furthermore, FL-EndoViT exhibits advantages over CEN-EndoViT in surgical scene segmentation when data is limited and in action triplet recognition when large datasets are used. Conclusion: These findings highlight the potential of federated learning for privacy-preserving training of surgical foundation models, offering a robust and generalizable solution for surgical data science. Effective collaboration requires adapting federated learning methods, such as the integration of FedSAM, which can accommodate the inherent data heterogeneity across institutions. In future, exploring FL in video-based models may enhance these capabilities by incorporating spatiotemporal dynamics crucial for real-world surgical environments.


SWAG: Long-term Surgical Workflow Prediction with Generative-based Anticipation

Boels, Maxence, Liu, Yang, Dasgupta, Prokar, Granados, Alejandro, Ourselin, Sebastien

arXiv.org Artificial Intelligence

While existing recognition approaches excel at identifying current surgical phases, they provide limited foresight into future procedural steps, restricting their intraoperative utility. Similarly, current anticipation methods are constrained to predicting short-term events or singular future occurrences, neglecting the dynamic and sequential nature of surgical workflows. To address these limitations, we propose SWAG (Surgical Workflow Anticipative Generation), a unified framework for phase recognition and long-term anticipation of surgical workflows. SWAG employs two generative decoding methods -- single-pass (SP) and auto-regressive (AR) -- to predict sequences of future surgical phases. A novel prior knowledge embedding mechanism enhances the accuracy of anticipatory predictions. The framework addresses future phase classification and remaining time regression tasks. Additionally, a regression-to-classification (R2C) method is introduced to map continuous predictions to discrete temporal segments. SWAG's performance was evaluated on the Cholec80 and AutoLaparo21 datasets. The single-pass classification model with prior knowledge embeddings (SWAG-SP\*) achieved 53.5\% accuracy in 15-minute anticipation on AutoLaparo21, while the R2C model reached 60.8\% accuracy on Cholec80. SWAG's single-pass regression approach outperformed existing methods for remaining time prediction, achieving weighted mean absolute errors of 0.32 and 0.48 minutes for 2- and 3-minute horizons, respectively. SWAG demonstrates versatility across classification and regression tasks, offering robust tools for real-time surgical workflow anticipation. By unifying recognition and anticipatory capabilities, SWAG provides actionable predictions to enhance intraoperative decision-making.


SurgPLAN++: Universal Surgical Phase Localization Network for Online and Offline Inference

Chen, Zhen, Luo, Xingjian, Wu, Jinlin, Bai, Long, Lei, Zhen, Ren, Hongliang, Ourselin, Sebastien, Liu, Hongbin

arXiv.org Artificial Intelligence

Surgical phase recognition is critical for assisting surgeons in understanding surgical videos. Existing studies focused more on online surgical phase recognition, by leveraging preceding frames to predict the current frame. Despite great progress, they formulated the task as a series of frame-wise classification, which resulted in a lack of global context of the entire procedure and incoherent predictions. Moreover, besides online analysis, accurate offline surgical phase recognition is also in significant clinical need for retrospective analysis, and existing online algorithms do not fully analyze the entire video, thereby limiting accuracy in offline analysis. To overcome these challenges and enhance both online and offline inference capabilities, we propose a universal Surgical Phase Localization Network, named SurgPLAN++, with the principle of temporal detection. To ensure a global understanding of the surgical procedure, we devise a phase localization strategy for SurgPLAN++ to predict phase segments across the entire video through phase proposals. For online analysis, to generate high-quality phase proposals, SurgPLAN++ incorporates a data augmentation strategy to extend the streaming video into a pseudo-complete video through mirroring, center-duplication, and down-sampling. For offline analysis, SurgPLAN++ capitalizes on its global phase prediction framework to continuously refine preceding predictions during each online inference step, thereby significantly improving the accuracy of phase recognition. We perform extensive experiments to validate the effectiveness, and our SurgPLAN++ achieves remarkable performance in both online and offline modes, which outperforms state-of-the-art methods. The source code is available at https://github.com/lxj22/SurgPLAN-Plus.


VidLPRO: A $\underline{Vid}$eo-$\underline{L}$anguage $\underline{P}$re-training Framework for $\underline{Ro}$botic and Laparoscopic Surgery

Honarmand, Mohammadmahdi, Jamal, Muhammad Abdullah, Mohareri, Omid

arXiv.org Artificial Intelligence

We introduce VidLPRO, a novel video-language (VL) pre-training framework designed specifically for robotic and laparoscopic surgery. While existing surgical VL models primarily rely on contrastive learning, we propose a more comprehensive approach to capture the intricate temporal dynamics and align video with language. VidLPRO integrates video-text contrastive learning, video-text matching, and masked language modeling objectives to learn rich VL representations. To support this framework, we present GenSurg+, a carefully curated dataset derived from GenSurgery, comprising 17k surgical video clips paired with captions generated by GPT-4 using transcripts extracted by the Whisper model. This dataset addresses the need for large-scale, high-quality VL data in the surgical domain. Extensive experiments on benchmark datasets, including Cholec80 and AutoLaparo, demonstrate the efficacy of our approach. VidLPRO achieves state-of-the-art performance in zero-shot surgical phase recognition, significantly outperforming existing surgical VL models such as SurgVLP and HecVL. Our model demonstrates improvements of up to 21.5\% in accuracy and 15.7% in F1 score, setting a new benchmark in the field. Notably, VidLPRO exhibits robust performance even with single-frame inference, while effectively scaling with increased temporal context. Ablation studies reveal the impact of frame sampling strategies on model performance and computational efficiency. These results underscore VidLPRO's potential as a foundation model for surgical video understanding.


MuST: Multi-Scale Transformers for Surgical Phase Recognition

Pérez, Alejandra, Rodríguez, Santiago, Ayobi, Nicolás, Aparicio, Nicolás, Dessevres, Eugénie, Arbeláez, Pablo

arXiv.org Artificial Intelligence

Phase recognition in surgical videos is crucial for enhancing computer-aided surgical systems as it enables automated understanding of sequential procedural stages. Existing methods often rely on fixed temporal windows for video analysis to identify dynamic surgical phases. Thus, they struggle to simultaneously capture short-, mid-, and long-term information necessary to fully understand complex surgical procedures. To address these issues, we propose Multi-Scale Transformers for Surgical Phase Recognition (MuST), a novel Transformer-based approach that combines a Multi-Term Frame encoder with a Temporal Consistency Module to capture information across multiple temporal scales of a surgical video. Our Multi-Term Frame Encoder computes interdependencies across a hierarchy of temporal scales by sampling sequences at increasing strides around the frame of interest. Furthermore, we employ a long-term Transformer encoder over the frame embeddings to further enhance long-term reasoning. MuST achieves higher performance than previous state-of-the-art methods on three different public benchmarks.


EgoSurgery-Phase: A Dataset of Surgical Phase Recognition from Egocentric Open Surgery Videos

Fujii, Ryo, Hatano, Masashi, Saito, Hideo, Kajita, Hiroki

arXiv.org Artificial Intelligence

Surgical phase recognition has gained significant attention due to its potential to offer solutions to numerous demands of the modern operating room. However, most existing methods concentrate on minimally invasive surgery (MIS), leaving surgical phase recognition for open surgery understudied. This discrepancy is primarily attributed to the scarcity of publicly available open surgery video datasets for surgical phase recognition. To address this issue, we introduce a new egocentric open surgery video dataset for phase recognition, named EgoSurgery-Phase. This dataset comprises 15 hours of real open surgery videos spanning 9 distinct surgical phases all captured using an egocentric camera attached to the surgeon's head. In addition to video, the EgoSurgery-Phase offers eye gaze. As far as we know, it is the first real open surgery video dataset for surgical phase recognition publicly available. Furthermore, inspired by the notable success of masked autoencoders (MAEs) in video understanding tasks (e.g., action recognition), we propose a gaze-guided masked autoencoder (GGMAE). Considering the regions where surgeons' gaze focuses are often critical for surgical phase recognition (e.g., surgical field), in our GGMAE, the gaze information acts as an empirical semantic richness prior to guiding the masking process, promoting better attention to semantically rich spatial regions. GGMAE significantly improves the previous state-of-the-art recognition method (6.4% in Jaccard) and the masked autoencoder-based method (3.1% in Jaccard) on EgoSurgery-Phase. The dataset will be released at https://github.com/Fujiry0/EgoSurgery.


HecVL: Hierarchical Video-Language Pretraining for Zero-shot Surgical Phase Recognition

Yuan, Kun, Srivastav, Vinkle, Navab, Nassir, Padoy, Nicolas

arXiv.org Artificial Intelligence

Natural language could play an important role in developing generalist surgical models by providing a broad source of supervision from raw texts. This flexible form of supervision can enable the model's transferability across datasets and tasks as natural language can be used to reference learned visual concepts or describe new ones. In this work, we present HecVL, a novel hierarchical video-language pretraining approach for building a generalist surgical model. Specifically, we construct a hierarchical video-text paired dataset by pairing the surgical lecture video with three hierarchical levels of texts: at clip-level, atomic actions using transcribed audio texts; at phase-level, conceptual text summaries; and at video-level, overall abstract text of the surgical procedure. Then, we propose a novel fine-to-coarse contrastive learning framework that learns separate embedding spaces for the three video-text hierarchies using a single model. By disentangling embedding spaces of different hierarchical levels, the learned multi-modal representations encode short-term and long-term surgical concepts in the same model. Thanks to the injected textual semantics, we demonstrate that the HecVL approach can enable zero-shot surgical phase recognition without any human annotation. Furthermore, we show that the same HecVL model for surgical phase recognition can be transferred across different surgical procedures and medical centers.